Stuurman v S ([2009] ZAECGHC 23) [2009] ZAECGHC 94 (7 April 2009)
- Citation
- [2009] ZAECGHC 94
- Status
- Judgment
- Jurisdiction
- South Africa
- Court
- Eastern Cape High Court, Grahamstown
- Panel
- Kroon, Jones, Dambuza
- Case number
- CA 242/08
More details
- Court
- Eastern Cape High Court, Grahamstown
- Panel
- Kroon, Jones, Dambuza
- Case number
- CA 242/08
On this page
Professional case brief
Research organized from the available case record
01
Holding and result
The appeal court found that the trial judge correctly applied the cautionary rule to the evidence of a single identifying witness, Ms Roy, whose testimony was found to be honest and reliable. The appellant's prior relationship with Ms Roy and her familiarity with him negated the possibility of mistaken identity. The trial judge's rejection of the alibi defence was supported by adverse credibility findings and a thorough evaluation of all evidence. There was no misdirection in the trial court's approach to either conviction or sentence. The seriousness of the offence, the use of an unlicensed firearm, and the absence of substantial and compelling circumstances justified the imposition of the statutory minimum sentence of 15 years' imprisonment. The appeal against both conviction and sentence was dismissed.
Court disposition
Appeal dismissed; conviction and sentence confirmed.
Orders
- The appeal against conviction and sentence is dismissed.
- The conviction and sentence imposed by the trial court are confirmed.
02
Material facts
Parties
Emmanuel Stuurman
Appellant Counsel: G.J. CilliersThe State
Respondent Counsel: M.M. SandanAmounts and remedies
- Murder Sentence (years): ZAR 15
- Unlawful Possession of Firearm Sentence (years): ZAR 3
- Unlawful Possession of Ammunition Sentence (years): ZAR 2
03
Procedural history
Posture
Criminal Appeal / Appeal Against Conviction and Sentence
04
Questions and positions
Legal issues
- 01
Whether the identification evidence of a single witness was sufficient to prove the appellant's guilt beyond reasonable doubt.
- 02
Whether the trial court erred in rejecting the appellant's alibi defence.
- 03
Whether there were substantial and compelling circumstances justifying a lesser sentence than the statutory minimum.
Party arguments
- Applicant
- The appellant argued that the identification evidence of Ms Roy was unreliable due to her limited prior knowledge of the appellant, the brief and poor lighting conditions at the scene, and her impaired capacity for observation and recall as a result of smoking dagga earlier that evening. The appellant further contended that his alibi, supported by his brother, was reasonably possibly true and should have been accepted. On sentence, the appellant submitted that his status as a first offender, his youth, and his potential for rehabilitation constituted substantial and compelling circumstances warranting a lesser sentence than the prescribed minimum.
- Respondent
- The State relied on the evidence of Ms Roy, the deceased's girlfriend, who had known the appellant for years and was able to identify him at close range under sufficient lighting conditions. The State argued that the trial judge correctly excluded hearsay evidence and properly evaluated the credibility of all witnesses, including the alibi evidence, which was found to be unsatisfactory. Regarding sentence, the State maintained that the seriousness of the offence, the use of an unlicensed firearm, and the absence of substantial and compelling circumstances justified the statutory minimum sentence.
05
Court’s reasoning
Legal principles
- 01
S v Hadebe 1997 2 SACR 641 (SCA); S v Francis 1991 (1) SACR 198 (A)
Findings of fact by a trial court are presumed correct and will only be overturned on appeal if clearly wrong or if there was a misdirection.
- 02
S v Sauls 1981 (3) SA 172 (A); S v Mthetwa 1972 (3) SA 766 (A)
Evidence of a single witness must be approached with caution, but may be sufficient if honest and reliable.
- 03
Criminal Law Amendment Act No 105 of 1997
The prescribed minimum sentence for murder applies unless substantial and compelling circumstances exist to justify a lesser sentence.
- 04
S v Glannoulis 1975 (4) SA 867 (A); S v Kgosimore 1999 (2) SACR 238 (SCA); S v Malgas 2001 (1) SACR 469 (SCA)
An appeal court's power to interfere with sentence is limited to cases of misdirection or where the sentence is unjustly disproportionate.
06
Ratio, limits and disposition
Ratio decidendi
The appeal court found that the trial judge correctly applied the cautionary rule to the evidence of a single identifying witness, Ms Roy, whose testimony was found to be honest and reliable. The appellant's prior relationship with Ms Roy and her familiarity with him negated the possibility of mistaken identity. The trial judge's rejection of the alibi defence was supported by adverse credibility findings and a thorough evaluation of all evidence. There was no misdirection in the trial court's approach to either conviction or sentence. The seriousness of the offence, the use of an unlicensed firearm, and the absence of substantial and compelling circumstances justified the imposition of the statutory minimum sentence of 15 years' imprisonment. The appeal against both conviction and sentence was dismissed.
Obiter and limits
- The court noted that murder is always a serious offence, and its seriousness is aggravated when committed with an unlicensed firearm and with direct intent to kill.
- The interests of society in the prevention of crime, protection of citizens, deterrence of offenders, and retribution outweigh the personal circumstances of the offender in this case.
- A sentence of 15 years' imprisonment reflects both the seriousness of the crime and a proper measure of compassion and mercy, especially as the other sentences were ordered to run concurrently.
Court disposition
Appeal dismissed; conviction and sentence confirmed.
- The appeal against conviction and sentence is dismissed.
- The conviction and sentence imposed by the trial court are confirmed.
Source and reliance status
Eastern Cape High Court, Grahamstown
This page organises the available record for research. Confirm quotations, current status, and subsequent treatment against the official source before relying on the case.
Judgment reading view
Judgment text
The complete available source text.
Eastern Cape High Court, Grahamstown
Judgment
FORM AFILING SHEET FOR EASTERN CAPE HIGH COURT, GRAHAMSTOWN JUDGMENTECJ:PARTIES: EMMANUEL STUURMANAndTHE STATERegistrar:CA 242/08Magistrate:High Court:EASTERN CAPE HIGH COURT, GRAHAMSTOWNDATE HEARD:30/03/09DATE DELIVERED:07/04/09JUDGE(S):KROON J, JONES J, DAMBUZA JLEGAL REPRESENTATIVES âAppearances:for the Appellant(s):ADV: G.J. Cilliersfor the Respondent(s):ADV: M.M. SandanInstructing attorneys:for the Appellant(s):PORT
ELIZABETHJUSTICE CENTREfor the Respondent(s):DIRECTOR OF PUBLIC PROSECUTION (P.E)CASE INFORMATION -Nature of proceedings:APPEALNot reportableTHE HIGH COURT OF SOUTH AFRICAIn the Eastern Cape High CourtGrahamstown CA 242/08In the matter betweenEMMANUEL STUURMANAppellantandTHE STATE RespondentCoram KROON, JONES, and DAMBUZA JJSummaryAppeal â against conviction of murder and sentence of the 15 yearsâ imprisonment prescribed by s 51 of Act No 105 of 1997 â single witness identification â no misdirection â no basis for departing from the trial courtâs evaluation of the oral evidence before him â conviction confirmed â sentence not an unjust or inappropriate sentence in all the circumstances â no basis for departing from the trial courtâs finding that there were no substantial and compelling circumstances in terms of section 51(3) justifying the imposition of a lesser sentence than the prescribed sentence â no basis for holding that trial judge did not exercise his discretion on sentence properly in a judicial manner.JUDGMENTJONES J[1]On 8 November 2008 one "J J", a young man of 18 years whom I shall call the deceased, was shot a number of times in the upper body in a street called Friendship Street in Kleinskool, Port Elizabeth. He died in hospital the following day. As a result, the appellant was charged with murder, and with two additional counts relating to
the unlawful possession of a firearm and ammunition. The murder charge alleged the murder was committed in circumstances which made the provisions ofs. 51of theCriminal Law Amendment Act No 105of 1997applicable. That Act prescribes the imposition of a compulsory minimum sentence of 15 yearsâ imprisonment. The appellant appeared before Plasket J in the Port Elizabeth High Court on 17 March 2008. He pleaded not guilty but was found guilty as charged on all counts. Plasket J imposed the compulsory sentence of 15 yearsâ imprisonment for the murder, and a further 3 yearsâ and 2 yearsâ imprisonment for the unlawful possession of a firearm and ammunition. He ordered that these two sentences were to be served concurrently with the sentence on the murder count. The appellant now appeals to the full court of the Eastern Cape High Court, with the leave of the courta quo, against his conviction and sentences.[2] The appeal against the conviction is grounded on a single issue â the sufficiency of the evidence identifying the appellant as the person who shot and killed the deceased. The Statewas ultimately compelled to rely on the evidence of a single identifying eye-witness to implicate the appellant. I say ultimately because the State also adduced hearsay evidence at the trial of a declaration by the deceased to his father as he lay injured in the street afterwards that it was
the appellant who had shot him. The learned trial judge ruled that this evidence was inadmissible hearsay within the meaning ofs. 3of theLaw of Evidence Amendment Act No 45 of 1988, and he excluded it. The upshot was that the State had no alternative but to rely solely on the eye-witness testimony of Ms Michelle Roy who was the deceasedâs girlfriend and who was with him when he was shot down in the street. The acceptability of her evidence beyond reasonable doubt was central both to the appellantâs guilt and to the rejection of the defence case as not reasonably possibly true. The defence was an alibi that at the time of the murder the appellant was watching television with his brother at his motherâs home in Zwide, a township an appreciable distance from Kleinskool.[3] Themain argument on behalf of the appellant, therefore, was that the identifying evidence of Ms Roy was insufficient for proof of the
appellantâs guilt beyond reasonable doubt. MrCillierâs submitted on his behalf that despite the fact that the witness knew the appellant from before, her identification of the appellant was unsatisfactory becauseher previous knowledge of him was limited;her opportunityfor observation in the circumstances of this case was so short-livedand so limited in time and space that her identification of him in the dark of night with only limited lighting must be questionable;that is particularly so by reason of the impairment of her capacity for accurate observation and recall because she had smoked dagga earlier on the evening in question.It is necessary to consider thisargument in the light of all the facts and circumstances of the case as whole.[4]Ms Roy described how she and the deceased spent the evening of 8 November 2008 in each otherâs company, and ended up in Friendship
Street where they both lived. She was his girlfriend. Earlier, she, the deceased and other young people had smoked dagga. She had had only about two puffs of a dagga cigarette, and because she was used to smoking dagga regularly, an intake as small as that had had no effect upon her. Shortly before the shooting the deceased was in the shadow of a large tree at the side of the street in the near vicinity of his home. She was in the street some two metres away from him. It was after dark, about 10:00 p.m. She says that the lighting in the street was relatively good, good enough for people to have been able to see each other. It is common cause that there was high mast lighting from a pole in the next street, not more than about 50 metres away and possibly less, and lighting from nearby houses, one of which was across the street from where the shooting occurred with its lights shining on to the street. According to her she was readily visible where she was standing, and the deceased was also visible, but in shadow. In her opinion it was possible to identify a person by features or clothing at a distance of about 10 metres. She noticed two people coming towards them. She looked at them when they were 4 or 5 metres away. It was the appellant and one Daylin. They were wearing dark clothing. The appellant walked between her and the deceased. He was about 2 metres from the deceased and
a metre from her. She saw the appellant take a firearm from his right side with his right hand, aim it at the deceased, and fire a shot. She shut her eyes. Further shots rang out. When she opened her eyes she saw the deceased lying on the ground and the two men running away. They were then about 26 metres from her. She ran to the deceasedâs fatherâs house, which was four houses away, for help. She took the deceasedâs father and mother to the scene. She did not hear the conversation between the deceased and his father when the deceased named the appellant as his killer. The ambulance and the police were called. The police did not come. But the ambulance arrived and the deceased was taken to hospital. He died of his injuries the following day.[5] It is common cause that the appellant and Ms Roy are distantly related. They went to the same school as children, although not in same class because he was older, and for the past two years the appellant had lived with relatives in a house in the same street as her home. She would see him in the street, and he came to her home to visit members of her family. The deceased was a friend of her brotherâs. She knew that at one time the appellant and the deceased were good friends who had spent a lot of time together, but that they seemed to have fallen out recently. According to the appellant, the witness knew him very well, too
well, in fact, to make a mistake about his identity (assuming, of course, that she had had an adequate opportunity of observing him). That was, indeed, also the finding of the courta quo.[6] That, briefly, was the evidence before the learned trial judge about the identity of the perpetrator. It had to be considered in the light of the alibi evidence of the defence witnesses. The trial judge made unfavourable demeanour
findings in respect of both the appellant and his brother as witnesses, and his criticisms of the content of their evidence are
borne out by a reading of the evidence. He rejected their evidence, and, âon a consideration of all the evidenceâ (SvVan der Meyden1999 (1) SACR 447(W) 448h) concluded that the defence version was not reasonably possibly true and that the State had proved the guilt of the appellant beyond reasonable doubt.[7] The judgment by the learned trial judge is based upon his findings of fact and credibility. It is well known that on appeal a trial courtâs findings of fact are presumed to be correct and will only be disregarded if the recorded evidence shows them to be clearly wrong (per Marais JAin the judgment ofSvHadebe1997 2 SACR 641SCA 645e-f,1998 (1) SACR 422SCA). InSvFrancis1991 (1) SACR 198(A) 204C-F Smalberger JA 204C-F puts it a little more fully:This Court's powers to interfere on appeal with the findings of fact of a trial Court are limited (RvDhlumayo and Another1948 (2) SA 677(A)). Accused No 5's complaint is that the trial Court failed to evaluate D's evidence properly. It is not suggested that the Court misdirected itself in any respect. In the absence of any misdirection the trial Court's conclusion, including its acceptance of D's evidence, is presumed to be correct. In order to succeed on appeal accused No 5 must therefore convince us on adequate grounds that the trial Court was wrong in accepting D's evidence - a reasonable doubt will not suffice to justify interference with its
findings (RvDhlumayo(supra);TaljaardvSentrale Raad vir Koöperatiewe Assuransie Bpk1974 (2) SA 450E (A) at 452A-B). Bearing in mind the advantage which a trial Court has of seeing, hearing and appraising a witness, it is only in exceptional cases that this Court will be entitled to interfere with a trial Court's evaluation of oral testimony (SvRobinson and Others1968 (1) SA 666(A) at 675G-H).[8] Plasket J committed no misdirection in his approach to the identifying evidence of a single witness. He properly applied the principles set out in the leading cases ofSvSauls1981 (3) SA 172(A) 180E-G andSvMthetwa1972 (3) SA 766(A) 768A-B which deal with the evidence of a single witness and evidence of identification.Francisâscase says that we cannot depart from his findings of fact in the absence of a misdirection unless we are convinced that this is an exceptional case where we are able to conclude that his evaluation of theviva voceevidence was defective and his acceptance of Ms Royâs evidence was clearly wrong. It is not possible to come to such a conclusion. The trial judge was fully alive to the need for caution in his approach to the evidence of a single identifying witness, and that it is not enough for the identification of such a witness to be honest; the reliability of her observations is also of paramount importance. Ms Roy created a favourable impression upon him as a
witness. He found, further, that the evidence she gave was satisfactory in every material respect, and that the cautionary rule in respect of her single witness identification had been satisfied. The judgment gives full reasons, and these are borne out by a reading of the evidence. MrCillierâs argument that the Ms Royâs previous knowledge of appellant was limited is based upon certain isolated pieces of her evidence and disregards the totality of the evidence, and particularly the evidence of the appellant himself who, as I have said, conceded that she knew him too well to have made a mistake. There was no motive for her to have implicated him falsely, and deliberately false implication is in any event excluded by the finding, which was not challenged, that she was an honest witness. With regard to motive, the appellantâs version was that the deceased had fired shots at him about six weeks before in an attempt to kill him and that the police had taken no action against the deceased despite a charge having been laid. This provides an understandable reason for the appellant to take the law into his own hands by shooting the deceased, particularly in the light of the background evidence that lawlessness, violence and shootings were not uncommon in that area. No other motive for shooting the deceased is suggested by the evidence. MrCillierâs argument about the inadequacy of
the lighting and about Ms Royâs limited opportunity for making a reliable observation of the attacker is also unsound. The learned trial judge considered both of these points in depth, and was satisfied that the lighting, though deficient, was nevertheless sufficient in the circumstances and so was Ms Royâs opportunity to make a reliable identification, in the light of the time available, her close proximity to the appellant and the deceased at the crucial moment, and the fact that she knew the appellant well. There is no reason to doubt that conclusion, and,a fortiori,no basis to justify a conviction in the mind of a court of appeal that it was clearly wrong. The suggestion that Ms Royâs powers of observation were impaired by smoking dagga may, on the evidence, be dismissed out of hand. There is also no proper basis for departing from the trial judgeâs rejection of the alibi defence.[9] In the result the appeal against the conviction must fail. I turn to the appeal on sentence. This also involves an appeal against the trial judgeâs finding of fact that there were no substantial and compelling circumstances to justify the imposition of a lesser sentence than the sentence of 15 yearsâ imprisonment prescribed by statute. Because the inquiry into substantial and compelling
circumstances goes to sentence and involves a value judgment, the finding is part of the exercise of the learned trial judgeâs
discretion on sentence. It is well known that this imposes limitations on an appeal courtâs power to interfere on sentence (SvGlannoulis1975 (4) SA 867(A)perHolmes JA 868E;SvKgosimore1999 (2) SACR 238(SCA)perScott JA at 241 para 10). Once again there is no suggestion that the learned trial judge has misdirected himself on the law or the facts. The argument on appeal was directed at the weight to be attached to the relevant considerations. The features advanced in the appellantâs favour are that he is a 26 year old first offender who is educated to the level of matriculation and who is good material for rehabilitation. These are important considerations. But I do not believe that they provide sufficiently weighty justification for departing from the sentence prescribed by law. They must be looked at in the light of the serious nature of this offence. Murder is always serious. In this case its seriousness is aggravated because it was committed with an unlicensed firearm, because it was committed with a direct intent to kill, because the killing was cold blooded, and because the deceased was defenceless, posed no threat at the time of the commission of the offence and could offer no resistance. The serious nature of this offence and the interests of society outweigh the personal circumstances of the offender. In the circumstances of this case I am of the view that any sentence
less than 15 yearsâ imprisonment would not reflect the seriousness of the crime and would not meet the concerns of society in the prevention of crime, the protection of citizens, the deterrence of offenders, and a proper measure of retribution. A lesser term would not be an adequate sentence. Further, a term of 15 yearsâ imprisonment shows a proper measure of compassion and mercy, and so does the decision to make the other sentences run concurrently. In the circumstances the seriousness of the crime and the interests of society have not been exaggerated at the expense of the interests of the offender. To borrow the language of Marais JA inSvMalgas2001 (1) SACR 469(SCA) para 25 I at 482, I am not satisfied that the prescribed sentence of 15 years imprisonment is unjust because it is disproportionate to the crime, the criminal and the needs of society, and I do not believe that an injustice has been done by imposing that sentence.[10] The result is that in my view we are not justified in concluding that the learned trial judge should have found that the personal circumstances of the appellant amount to substantial and compelling circumstances; or that the sentence of 15 yearsâ imprisonment was an unjustly disproportionate sentence. There are no grounds for concluding that the learned judge did not apply his mind to the question of sentence in a proper judicial manner. There is no basis for interfering with the sentence on appeal.[11] The appeal is dismissed.RJW JONESJudge of the High Court31March 2009KROON JI agree.F KROONJudge of the High CourtDAMBUZA J I agreeNDAMBUZAJudge of the High Court
FORM A
FILING SHEET FOR EASTERN CAPE HIGH COURT, GRAHAMSTOWN JUDGMENT
ECJ:
PARTIES:
EMMANUEL STUURMAN
PARTIES
:
EMMANUEL STUURMAN
And
THE STATE
Registrar:CA 242/08Magistrate:High Court:EASTERN CAPE HIGH COURT, GRAHAMSTOWN
Registrar:CA 242/08
Registrar:
CA 242/08
Magistrate:High Court:EASTERN CAPE HIGH COURT, GRAHAMSTOWN
Magistrate:
High Court:EASTERN CAPE HIGH COURT, GRAHAMSTOWN
High Court:
EASTERN CAPE HIGH COURT, GRAHAMSTOWN
DATE HEARD:30/03/09
DATE HEARD:
30/03/09
DATE DELIVERED:07/04/09
DATE DELIVERED:
07/04/09
JUDGE(S):KROON J, JONES J, DAMBUZA J
JUDGE(S):
KROON J, JONES J, DAMBUZA J
LEGAL REPRESENTATIVES â
Appearances:
for the Appellant(s):ADV: G.J. Cilliersfor the Respondent(s):ADV: M.M. Sandan
for the Appellant(s):ADV: G.J. Cilliers
for the Appellant(s):
ADV: G.J. Cilliers
for the Respondent(s):ADV: M.M. Sandan
for the Respondent(s):
ADV: M.M. Sandan
Instructing attorneys:
for the Appellant(s):PORT
ELIZABETHJUSTICE CENTREfor the Respondent(s):DIRECTOR OF PUBLIC PROSECUTION (P.E)
for the Appellant(s):PORT
ELIZABETHJUSTICE
CENTRE
for the Appellant
(s):
PORT
ELIZABETH
JUSTICE
CENTRE
for the Respondent(s):DIRECTOR OF PUBLIC PROSECUTION (P.E)
for the Respondent
DIRECTOR OF PUBLIC PROSECUTION (P.E)
CASE INFORMATION -
Nature of proceedings:APPEAL
Nature of proceedings
:
APPEAL
Not reportable
THE HIGH COURT OF SOUTH AFRICA
In the Eastern Cape High Court
Grahamstown CA 242/08
Grahamstown CA 242
/08
In the matter between
EMMANUEL STUURMANAppellant
EMMANUEL
STUURMAN
Appellant
and
THE STATE Respondent
Coram KROON, JONES, and DAMBUZA JJ
Coram KROON
, JONES, and DAMBUZA JJ
SummaryAppeal â against conviction of murder and sentence of the 15 yearsâ imprisonment prescribed by s 51 of Act No 105 of 1997 â single witness identification â no misdirection â no basis for departing from the trial courtâs evaluation of the oral evidence before him â conviction confirmed â sentence not an unjust or inappropriate sentence in all the circumstances â no basis for departing from the trial courtâs finding that there were no substantial and compelling circumstances in terms of section 51(3) justifying the imposition of a lesser sentence than the prescribed sentence â no basis for holding that trial judge did not exercise his discretion on sentence properly in a judicial manner.
Summary
Appeal â against conviction of murder and sentence of the 15 yearsâ imprisonment prescribed by s 51 of Act No 105 of 1997 â single witness identification â no misdirection â no basis for departing from the trial courtâs evaluation of the oral evidence before him â conviction confirmed â sentence not an unjust or inappropriate sentence in all the circumstances â no basis for departing from the trial courtâs finding that there were no substantial and compelling circumstances in terms of section 51(3) justifying the imposition of a lesser sentence than the prescribed sentence â no basis for holding that trial judge did not exercise his discretion on sentence properly in a judicial manner.
JUDGMENT
JONES J
[1]On 8 November 2008 one "J J", a young man of 18 years whom I shall call the deceased, was shot a number of times in the upper body in a street called Friendship Street in Kleinskool, Port Elizabeth. He died in hospital the following day. As a result, the appellant was charged with murder, and with two additional counts relating to the unlawful possession of a firearm and ammunition. The murder charge alleged the murder was committed in circumstances which made the provisions ofs. 51of theCriminal Law Amendment Act No 105of 1997applicable. That Act prescribes the imposition of a compulsory minimum sentence of 15 yearsâ imprisonment. The appellant appeared before Plasket J in the Port Elizabeth High Court on 17 March 2008. He pleaded not guilty but was found guilty as charged on all counts. Plasket J imposed the compulsory sentence of 15 yearsâ imprisonment for the murder, and a further 3 yearsâ and 2 yearsâ imprisonment for the unlawful possession of a firearm and ammunition. He ordered that these two sentences were to be served concurrently with the sentence on the murder count. The appellant now appeals to the full court of the Eastern Cape High Court, with the leave of the courta quo, against his conviction and sentences.
[1]
On 8 November 2008 one "J J", a young man of 18 years whom I shall call the deceased, was shot a number of times in the upper body in a street called Friendship Street in Kleinskool, Port Elizabeth. He died in hospital the following day. As a result, the appellant was charged with murder, and with two additional counts relating to the unlawful possession of a firearm and ammunition. The murder charge alleged the murder was committed in circumstances which made the provisions ofs. 51of theCriminal Law Amendment Act No 105of 1997applicable. That Act prescribes the imposition of a compulsory minimum sentence of 15 yearsâ imprisonment. The appellant appeared before Plasket J in the Port Elizabeth High Court on 17 March 2008. He pleaded not guilty but was found guilty as charged on all counts. Plasket J imposed the compulsory sentence of 15 yearsâ imprisonment for the murder, and a further 3 yearsâ and 2 yearsâ imprisonment for the unlawful possession of a firearm and ammunition. He ordered that these two sentences were to be served concurrently with the sentence on the murder count. The appellant now appeals to the full court of the Eastern Cape High Court, with the leave of the court
s. 51
Criminal Law Amendment Act No 105
of 1997
a quo
, against his conviction and sentences.
[2] The appeal against the conviction is grounded on a single issue â the sufficiency of the evidence identifying the appellant as the person who shot and killed the deceased. The Statewas ultimately compelled to rely on the evidence of a single identifying eye-witness to implicate the appellant. I say ultimately because the State also adduced hearsay evidence at the trial of a declaration by the deceased to his father as he lay injured in the street afterwards that it was the appellant who had shot him. The learned trial judge ruled that this evidence was inadmissible hearsay within the meaning ofs. 3of theLaw of Evidence Amendment Act No 45 of 1988, and he excluded it. The upshot was that the State had no alternative but to rely solely on the eye-witness testimony of Ms Michelle Roy who was the deceasedâs girlfriend and who was with him when he was shot down in the street. The acceptability of her evidence beyond reasonable doubt was central both to the appellantâs guilt and to the rejection of the defence case as not reasonably possibly true. The defence was an alibi that at the time of the murder the appellant was watching television with his brother at his motherâs home in Zwide, a township an appreciable distance from Kleinskool.
[2] The appeal against the conviction is grounded on a single issue â the sufficiency of the evidence identifying the appellant as the person who shot and killed the deceased. The State
was ultimately compelled to rely on the evidence of a single identifying eye-witness to implicate the appellant. I say ultimately because the State also adduced hearsay evidence at the trial of a declaration by the deceased to his father as he lay injured in the street afterwards that it was the appellant who had shot him. The learned trial judge ruled that this evidence was inadmissible hearsay within the meaning ofs. 3of theLaw of Evidence Amendment Act No 45 of 1988, and he excluded it. The upshot was that the State had no alternative but to rely solely on the eye-witness testimony of Ms Michelle Roy who was the deceasedâs girlfriend and who was with him when he was shot down in the street. The acceptability of her evidence beyond reasonable doubt was central both to the appellantâs guilt and to the rejection of the defence case as not reasonably possibly true. The defence was an alibi that at the time of the murder the appellant was watching television with his brother at his motherâs home in Zwide, a township an appreciable distance from Kleinskool.
s. 3
Law of Evidence Amendment Act No 45 of 1988
[3] Themain argument on behalf of the appellant, therefore, was that the identifying evidence of Ms Roy was insufficient for proof of the
appellantâs guilt beyond reasonable doubt. MrCillierâs submitted on his behalf that despite the fact that the witness knew the appellant from before, her identification of the appellant was unsatisfactory because
[3] The
main argument on behalf of the appellant, therefore, was that the identifying evidence of Ms Roy was insufficient for proof of the
appellantâs guilt beyond reasonable doubt. Mr
Cillierâ
s submitted on his behalf that despite the fact that the witness knew the appellant from before, her identification of the appellant was unsatisfactory because
her previous knowledge of him was limited;her opportunityfor observation in the circumstances of this case was so short-livedand so limited in time and space that her identification of him in the dark of night with only limited lighting must be questionable;that is particularly so by reason of the impairment of her capacity for accurate observation and recall because she had smoked dagga earlier on the evening in question.
her previous knowledge of him was limited;
her opportunityfor observation in the circumstances of this case was so short-livedand so limited in time and space that her identification of him in the dark of night with only limited lighting must be questionable;that is particularly so by reason of the impairment of her capacity for accurate observation and recall because she had smoked dagga earlier on the evening in question.
her opportunityfor observation in the circumstances of this case was so short-livedand so limited in time and space that her identification of him in the dark of night with only limited lighting must be questionable;
her opportunity
for observation in the circumstances of this case was so short-lived
and so limited in time and space that her identification of him in the dark of night with only limited lighting must be questionable;
that is particularly so by reason of the impairment of her capacity for accurate observation and recall because she had smoked dagga earlier on the evening in question.
that i
s particularly so by reason of the impairment of her capacity for accurate observation and recall because she had smoked dagga earlier on the evening in question.
It is necessary to consider thisargument in the light of all the facts and circumstances of the case as whole.
It is necessary to consider this
argument in the light of all the facts and circumstances of the case as whole.
[4]Ms Roy described how she and the deceased spent the evening of 8 November 2008 in each otherâs company, and ended up in Friendship
Street where they both lived. She was his girlfriend. Earlier, she, the deceased and other young people had smoked dagga. She had had only about two puffs of a dagga cigarette, and because she was used to smoking dagga regularly, an intake as small as that had had no effect upon her. Shortly before the shooting the deceased was in the shadow of a large tree at the side of the street in the near vicinity of his home. She was in the street some two metres away from him. It was after dark, about 10:00 p.m. She says that the lighting in the street was relatively good, good enough for people to have been able to see each other. It is common cause that there was high mast lighting from a pole in the next street, not more than about 50 metres away and possibly less, and lighting from nearby houses, one of which was across the street from where the shooting occurred with its lights shining on to the street. According to her she was readily visible where she was standing, and the deceased was also visible, but in shadow. In her opinion it was possible to identify a person by features or clothing at a distance of about 10 metres. She noticed two people coming towards them. She looked at them when they were 4 or 5 metres away. It was the appellant and one Daylin. They were wearing dark clothing. The appellant walked between her and the deceased. He was about 2 metres from the deceased and
a metre from her. She saw the appellant take a firearm from his right side with his right hand, aim it at the deceased, and fire a shot. She shut her eyes. Further shots rang out. When she opened her eyes she saw the deceased lying on the ground and the two men running away. They were then about 26 metres from her. She ran to the deceasedâs fatherâs house, which was four houses away, for help. She took the deceasedâs father and mother to the scene. She did not hear the conversation between the deceased and his father when the deceased named the appellant as his killer. The ambulance and the police were called. The police did not come. But the ambulance arrived and the deceased was taken to hospital. He died of his injuries the following day.
[4]
Ms Roy described how she and the deceased spent the evening of 8 November 2008 in each otherâs company, and ended up in Friendship
Street where they both lived. She was his girlfriend. Earlier, she, the deceased and other young people had smoked dagga. She had had only about two puffs of a dagga cigarette, and because she was used to smoking dagga regularly, an intake as small as that had had no effect upon her. Shortly before the shooting the deceased was in the shadow of a large tree at the side of the street in the near vicinity of his home. She was in the street some two metres away from him. It was after dark, about 10:00 p.m. She says that the lighting in the street was relatively good, good enough for people to have been able to see each other. It is common cause that there was high mast lighting from a pole in the next street, not more than about 50 metres away and possibly less, and lighting from nearby houses, one of which was across the street from where the shooting occurred with its lights shining on to the street. According to her she was readily visible where she was standing, and the deceased was also visible, but in shadow. In her opinion it was possible to identify a person by features or clothing at a distance of about 10 metres. She noticed two people coming towards them. She looked at them when they were 4 or 5 metres away. It was the appellant and one Daylin. They were wearing dark clothing. The appellant walked between her and the deceased. He was about 2 metres from the deceased and
a metre from her. She saw the appellant take a firearm from his right side with his right hand, aim it at the deceased, and fire a shot. She shut her eyes. Further shots rang out. When she opened her eyes she saw the deceased lying on the ground and the two men running away. They were then about 26 metres from her. She ran to the deceasedâs fatherâs house, which was four houses away, for help. She took the deceasedâs father and mother to the scene. She did not hear the conversation between the deceased and his father when the deceased named the appellant as his killer. The ambulance and the police were called. The police did not come. But the ambulance arrived and the deceased was taken to hospital. He died of his injuries the following day.
[5] It is common cause that the appellant and Ms Roy are distantly related. They went to the same school as children, although not in same class because he was older, and for the past two years the appellant had lived with relatives in a house in the same street as her home. She would see him in the street, and he came to her home to visit members of her family. The deceased was a friend of her brotherâs. She knew that at one time the appellant and the deceased were good friends who had spent a lot of time together, but that they seemed to have fallen out recently. According to the appellant, the witness knew him very well, too well, in fact, to make a mistake about his identity (assuming, of course, that she had had an adequate opportunity of observing him). That was, indeed, also the finding of the courta quo.
[5] It is common cause that the appellant and Ms Roy are distantly related. They went to the same school as children, although not in same class because he was older, and for the past two years the appellant had lived with relatives in a house in the same street as her home. She would see him in the street, and he came to her home to visit members of her family. The deceased was a friend of her brotherâs. She knew that at one time the appellant and the deceased were good friends who had spent a lot of time together, but that they seemed to have fallen out recently. According to the appellant, the witness knew him very well, too well, in fact, to make a mistake about his identity (assuming, of course, that she had had an adequate opportunity of observing him). That was, indeed, also the finding of the court
.
[6] That, briefly, was the evidence before the learned trial judge about the identity of the perpetrator. It had to be considered in the light of the alibi evidence of the defence witnesses. The trial judge made unfavourable demeanour
findings in respect of both the appellant and his brother as witnesses, and his criticisms of the content of their evidence are
borne out by a reading of the evidence. He rejected their evidence, and, âon a consideration of all the evidenceâ (SvVan der Meyden1999 (1) SACR 447(W) 448h) concluded that the defence version was not reasonably possibly true and that the State had proved the guilt of the appellant beyond reasonable doubt.
[6] That, briefly, was the evidence before the learned trial judge about the identity of the perpetra
tor. It had to be considered in the light of the alibi evidence of the defence witnesses. The trial judge made unfavourable demeanour
findings in respect of both the appellant and his brother as witnesses, and his criticisms of the content of their evidence are
borne out by a reading of the evidence. He rejected their evidence, and, âon a consideration of all the evidenceâ (
S
v
Van der Meyden
1999 (1) SACR 447(W) 448h) concluded that the defence version was not reasonably possibly true and that the State had proved the guilt of the appellant beyond reasonable doubt.
1999 (1) SACR 447
[7] The judgment by the learned trial judge is based upon his findings of fact and credibility. It is well known that on appeal a trial courtâs findings of fact are presumed to be correct and will only be disregarded if the recorded evidence shows them to be clearly wrong (per Marais JAin the judgment ofSvHadebe1997 2 SACR 641SCA 645e-f,1998 (1) SACR 422SCA). InSvFrancis1991 (1) SACR 198(A) 204C-F Smalberger JA 204C-F puts it a little more fully:
[7] The judgment by the learned trial judge is based upon his findings of fact and credibility. It is well known that on appeal a trial courtâs findings of fact are presumed to be correct and will only be disregarded if the recorded evidence shows them to be clearly wrong (
per Marais JA
in the judgment of
Hadebe
1997 2 SACR 641SCA 645e-f,1998 (1) SACR 422SCA). In
1997 2 SACR 641
1998 (1) SACR 422
Francis
1991 (1) SACR 198(A) 204C-F Smalberger JA 204C-F puts it a little more fully:
1991 (1) SACR 198
This Court's powers to interfere on appeal with the findings of fact of a trial Court are limited (RvDhlumayo and Another1948 (2) SA 677(A)). Accused No 5's complaint is that the trial Court failed to evaluate D's evidence properly. It is not suggested that the Court misdirected itself in any respect. In the absence of any misdirection the trial Court's conclusion, including its acceptance of D's evidence, is presumed to be correct. In order to succeed on appeal accused No 5 must therefore convince us on adequate grounds that the trial Court was wrong in accepting D's evidence - a reasonable doubt will not suffice to justify interference with its
findings (RvDhlumayo(supra);TaljaardvSentrale Raad vir Koöperatiewe Assuransie Bpk1974 (2) SA 450E (A) at 452A-B). Bearing in mind the advantage which a trial Court has of seeing, hearing and appraising a witness, it is only in exceptional cases that this Court will be entitled to interfere with a trial Court's evaluation of oral testimony (SvRobinson and Others1968 (1) SA 666(A) at 675G-H).
This Court's powers to interfere on appeal with the findings of fact of a trial Court are limited (
R
Dhlumayo and Another
1948 (2) SA 677(A)). Accused No 5's complaint is that the trial Court failed to evaluate D's evidence properly. It is not suggested that the Court misdirected itself in any respect. In the absence of any misdirection the trial Court's conclusion, including its acceptance of D's evidence, is presumed to be correct. In order to succeed on appeal accused No 5 must therefore convince us on adequate grounds that the trial Court was wrong in accepting D's evidence - a reasonable doubt will not suffice to justify interference with its
findings (
1948 (2) SA 677
Dhlumayo
(
supra
);
Taljaard
Sentrale Raad vir Koöperatiewe Assuransie Bpk
1974 (2) SA 450E (A) at 452A-B). Bearing in mind the advantage which a trial Court has of seeing, hearing and appraising a witness, it is only in exceptional cases that this Court will be entitled to interfere with a trial Court's evaluation of oral testimony (
1974 (2) SA 450
Robinson and Others
1968 (1) SA 666(A) at 675G-H).
1968 (1) SA 666
[8] Plasket J committed no misdirection in his approach to the identifying evidence of a single witness. He properly applied the principles set out in the leading cases ofSvSauls1981 (3) SA 172(A) 180E-G andSvMthetwa1972 (3) SA 766(A) 768A-B which deal with the evidence of a single witness and evidence of identification.Francisâscase says that we cannot depart from his findings of fact in the absence of a misdirection unless we are convinced that this is an exceptional case where we are able to conclude that his evaluation of theviva voceevidence was defective and his acceptance of Ms Royâs evidence was clearly wrong. It is not possible to come to such a conclusion. The trial judge was fully alive to the need for caution in his approach to the evidence of a single identifying witness, and that it is not enough for the identification of such a witness to be honest; the reliability of her observations is also of paramount importance. Ms Roy created a favourable impression upon him as a witness. He found, further, that the evidence she gave was satisfactory in every material respect, and that the cautionary rule in respect of her single witness identification had been satisfied. The judgment gives full reasons, and these are borne out by a reading of the evidence. MrCillierâs argument that the Ms Royâs previous knowledge of appellant was limited is based upon certain
isolated pieces of her evidence and disregards the totality of the evidence, and particularly the evidence of the appellant himself who, as I have said, conceded that she knew him too well to have made a mistake. There was no motive for her to have implicated him falsely, and deliberately false implication is in any event excluded by the finding, which was not challenged, that she was an honest witness. With regard to motive, the appellantâs version was that the deceased had fired shots at him about six weeks before in an attempt to kill him and that the police had taken no action against the deceased despite a charge having been laid. This provides an understandable reason for the appellant to take the law into his own hands by shooting the deceased, particularly in the light of the background evidence that lawlessness, violence and shootings were not uncommon in that area. No other motive for shooting the deceased is suggested by the evidence. MrCillierâs argument about the inadequacy of the lighting and about Ms Royâs limited opportunity for making a reliable observation of the attacker is also unsound. The learned trial judge considered both of these points in depth, and was satisfied that the lighting, though deficient, was nevertheless sufficient in the circumstances and so was Ms Royâs opportunity to make a reliable identification, in the light of the time
available, her close proximity to the appellant and the deceased at the crucial moment, and the fact that she knew the appellant well. There is no reason to doubt that conclusion, and,a fortiori,no basis to justify a conviction in the mind of a court of appeal that it was clearly wrong. The suggestion that Ms Royâs powers of observation were impaired by smoking dagga may, on the evidence, be dismissed out of hand. There is also no proper basis for departing from the trial judgeâs rejection of the alibi defence.
[8] Plasket J committed no misdirection in his approach to the identifying evidence of a single witness. He properly applied the principles set out in the leading cases of
Sauls
1981 (3) SA 172(A) 180E-G and
1981 (3) SA 172
Mthetwa
1972 (3) SA 766(A) 768A-B which deal with the evidence of a single witness and evidence of identification.
1972 (3) SA 766
Francisâs
case says that we cannot depart from his findings of fact in the absence of a misdirection unless we are convinced that this is an exceptional case where we are able to conclude that his evaluation of the
viva voce
evidence was defective and his acceptance of Ms Royâs evidence was clearly wrong. It is not possible to come to such a conclusion. The trial judge was fully alive to the need for caution in his approach to the evidence of a single identifying witness, and that it is not enough for the identification of such a witness to be honest; the reliability of her observations is also of paramount importance. Ms Roy created a favourable impression upon him as a witness. He found, further, that the evidence she gave was satisfactory in every material respect, and that the cautionary rule in respect of her single witness identification had been satisfied. The judgment gives full reasons, and these are borne out by a reading of the evidence. Mr
Cillier
âs argument that the Ms Royâs previous knowledge of appellant was limited is based upon certain isolated pieces of her evidence and disregards the totality of the evidence, and particularly the evidence of the appellant himself who, as I have said, conceded that she knew him too well to have made a mistake. There was no motive for her to have implicated him falsely, and deliberately false implication is in any event excluded by the finding, which was not challenged, that she was an honest witness. With regard to motive, the appellantâs version was that the deceased had fired shots at him about six weeks before in an attempt to kill him and that the police had taken no action against the deceased despite a charge having been laid. This provides an understandable reason for the appellant to take the law into his own hands by shooting the deceased, particularly in the light of the background evidence that lawlessness, violence and shootings were not uncommon in that area. No other motive for shooting the deceased is suggested by the evidence. Mr
âs argument about the inadequacy of the lighting and about Ms Royâs limited opportunity for making a reliable observation of the attacker is also unsound. The learned trial judge considered both of these points in depth, and was satisfied that the lighting, though deficient, was nevertheless sufficient in the circumstances and so was Ms Royâs opportunity to make a reliable identification, in the light of the time available, her close proximity to the appellant and the deceased at the crucial moment, and the fact that she knew the appellant well. There is no reason to doubt that conclusion, and,
a fortiori,
no basis to justify a conviction in the mind of a court of appeal that it was clearly wrong. The suggestion that Ms Royâs powers of observation were impaired by smoking dagga may, on the evidence, be dismissed out of hand. There is also no proper basis for departing from the trial judgeâs rejection of the alibi defence.
[9] In the result the appeal against the conviction must fail. I turn to the appeal on sentence. This also involves an appeal against the trial judgeâs finding of fact that there were no substantial and compelling circumstances to justify the imposition of a lesser sentence than the sentence of 15 yearsâ imprisonment prescribed by statute. Because the inquiry into substantial and compelling
circumstances goes to sentence and involves a value judgment, the finding is part of the exercise of the learned trial judgeâs
discretion on sentence. It is well known that this imposes limitations on an appeal courtâs power to interfere on sentence (SvGlannoulis1975 (4) SA 867(A)perHolmes JA 868E;SvKgosimore1999 (2) SACR 238(SCA)perScott JA at 241 para 10). Once again there is no suggestion that the learned trial judge has misdirected himself on the law or the facts. The argument on appeal was directed at the weight to be attached to the relevant considerations. The features advanced in the appellantâs favour are that he is a 26 year old first offender who is educated to the level of matriculation and who is good material for rehabilitation. These are important considerations. But I do not believe that they provide sufficiently weighty justification for departing from the sentence prescribed by law. They must be looked at in the light of the serious nature of this offence. Murder is always serious. In this case its seriousness is aggravated because it was committed with an unlicensed firearm, because it was committed with a direct intent to kill, because the killing was cold blooded, and because the deceased was defenceless, posed no threat at the time of the commission of the offence and could offer no resistance. The serious nature of this offence and the interests of society outweigh the personal circumstances of the offender. In the circumstances of this case I am of the view that any sentence
less than 15 yearsâ imprisonment would not reflect the seriousness of the crime and would not meet the concerns of society in the prevention of crime, the protection of citizens, the deterrence of offenders, and a proper measure of retribution. A lesser term would not be an adequate sentence. Further, a term of 15 yearsâ imprisonment shows a proper measure of compassion and mercy, and so does the decision to make the other sentences run concurrently. In the circumstances the seriousness of the crime and the interests of society have not been exaggerated at the expense of the interests of the offender. To borrow the language of Marais JA inSvMalgas2001 (1) SACR 469(SCA) para 25 I at 482, I am not satisfied that the prescribed sentence of 15 years imprisonment is unjust because it is disproportionate to the crime, the criminal and the needs of society, and I do not believe that an injustice has been done by imposing that sentence.
[
9] In the result the appeal against the conviction must fail. I turn to the appeal on sentence. This also involves an appeal against the trial judgeâs finding of fact that there were no substantial and compelling circumstances to justify the imposition of a lesser sentence than the sentence of 15 yearsâ imprisonment prescribed by statute. Because the inquiry into substantial and compelling
circumstances goes to sentence and involves a value judgment, the finding is part of the exercise of the learned trial judgeâs
discretion on sentence. It is well known that this imposes limitations on an appeal courtâs power to interfere on sentence (
Glannoulis
1975 (4) SA 867(A)
1975 (4) SA 867
per
Holmes JA 868E;
Kgosimore
1999 (2) SACR 238(SCA)
1999 (2) SACR 238
Scott JA at 241 para 10). Once again there is no suggestion that the learned trial judge has misdirected himself on the law or the facts. The argument on appeal was directed at the weight to be attached to the relevant considerations. The features advanced in the appellantâs favour are that he is a 26 year old first offender who is educated to the level of matriculation and who is good material for rehabilitation. These are important considerations. But I do not believe that they provide sufficiently weighty justification for departing from the sentence prescribed by law. They must be looked at in the light of the serious nature of this offence. Murder is always serious. In this case its seriousness is aggravated because it was committed with an unlicensed firearm, because it was committed with a direct intent to kill, because the killing was cold blooded, and because the deceased was defenceless, posed no threat at the time of the commission of the offence and could offer no resistance. The serious nature of this offence and the interests of society outweigh the personal circumstances of the offender. In the circumstances of this case I am of the view that any sentence less than 15 yearsâ imprisonment would not reflect the seriousness of the crime and would not meet the concerns of society in the prevention of crime, the protection of citizens, the deterrence of offenders,
and a proper measure of retribution. A lesser term would not be an adequate sentence. Further, a term of 15 yearsâ imprisonment shows a proper measure of compassion and mercy, and so does the decision to make the other sentences run concurrently. In the circumstances the seriousness of the crime and the interests of society have not been exaggerated at the expense of the interests of the offender. To borrow the language of Marais JA in
Malgas
2001 (1) SACR 469
(SCA) para 25 I at 482, I am not satisfied that the prescribed sentence of 15 years imprisonment is unjust because it is disproportionate to the crime, the criminal and the needs of society, and I do not believe that an injustice has been done by imposing that sentence.
[10] The result is that in my view we are not justified in concluding that the learned trial judge should have found that the personal circumstances of the appellant amount to substantial and compelling circumstances; or that the sentence of 15 yearsâ imprisonment was an unjustly disproportionate sentence. There are no grounds for concluding that the learned judge did not apply his mind to the question of sentence in a proper judicial manner. There is no basis for interfering with the sentence on appeal.
[11] The appeal is dismissed.
[11
] The appeal is dismissed.
RJW JONES
Judge of the High Court
31March 2009
31
March 2009
KROON JI agree.
KROON J
I agree.
F KROON
DAMBUZA J I agree
NDAMBUZA
N
DAMBUZA
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