證券交易法 | G0400001 — Taiwan law | Esheria

證券交易法

This Act is enacted to develop the national economy and protect investment.

Jurisdiction
Taiwan
Instrument
Act or statute
Citation
G0400001
Version
7 Aug 2024
Language
zh-Hant
Official source
View official record ↗
OTC trading REIT受益證券 accounting supervisor qualifications administrative orders advertising annual report anti-corruption arbitration asset transactions association membership audit certification audit committee auditing auditor workpapers board approval board approvals board composition board governance board meeting procedures board remuneration governance board/officer signatures bond issuance book-entry delivery book-entry transfer +314 more

Statute overview

About this statute

主管機關在證券交易所設立後,若發現申請書或附帶文件有虛偽記載,或有其他違反法令的行為,可以撤銷其特許或許可。 (刪除) 主管機關可以用命令規定證券交易所業務的指導、監督及負責人和業務人員的管理事項。 會員制證券交易所原則上適用民法,且其會員限於證券自營商及證券經紀商。 會員制證券交易所的會員人數不得少於七人。

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