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England and Wales Case Law

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Financial services regulation

EAK Group Ltd v The Financial Conduct Authority

The Upper Tribunal dismissed E. A. K. Group Ltd’s reference against the FCA’s refusal to authorise Limited Permission credit activities, finding the decision was reasonably open to the regulator.

  • Authorisation
  • Threshold conditions
  • Regulated activities
  • Effective supervision
  • Appropriate resources
  • Suitability
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