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England and Wales Case Law

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Pensions regulation

Earo Estates Ltd v The Pensions Regulator

The appellant failed to comply with the compliance notice by the specified deadline, had the tools and opportunity to do so, and no reasonable excuse was established. The fixed penalty notice was validly served and proportionate.

  • Automatic enrolment
  • Fixed penalty notice
  • Compliance notice
  • Employer duties
  • Service of statutory notices
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Pensions

Concorde Construction Ltd v The Pensions Regulator

The Tribunal struck out an appeal against a £400 pensions fixed penalty notice for want of jurisdiction, and said it would dismiss the appeal in any event.

  • Fixed penalty notice
  • Jurisdiction
  • Compliance notice
  • Statutory deadlines
  • Pensions
  • Fixed-penalty-notice
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Pensions

Colrei Limited v The Pensions Regulator

The tribunal dismissed Colrei Limited’s appeal against a £400 fixed penalty notice, found the compliance notice was received, and held no reasonable excuse was shown.

  • Automatic enrolment
  • Compliance notice
  • Fixed penalty notice
  • Employer duties
  • Automatic-enrolment
  • Compliance-notice
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Pensions

Terrific Taxis Ellesmere Port Limited v The Pensions Regulator

The notices were properly served to the appellant's registered address, the appellant's bare assertion of non-receipt is insufficient to displace the presumption of service, and the penalty is appropriate and fixed by statute.

  • Fixed penalty notice
  • Compliance notice
  • Service of notice
  • Statutory compliance
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Pensions law

A K Contracting Ltd v The Pension Regulator

The tribunal dismissed A K Contracting Ltd’s challenge to a £400 fixed penalty for failing to comply with a pensions compliance notice and remitted the matter to the regulator.

  • Automatic enrolment
  • Compliance notice
  • Fixed penalty notice
  • Mitigation
  • Statutory duties
  • Pensions-law
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Pensions regulation

Pavillion - MPL Ltd v The Pensions Regulator

The tribunal dismissed an appeal against a £400 fixed penalty notice for failure to comply with a pensions compliance notice, remitting the matter to the regulator.

  • Automatic enrolment
  • Compliance notice
  • Fixed penalty notice
  • Mitigation
  • Statutory presumptions
  • Pensions-regulation
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Pensions law

Bangor Abbey Preschool Ltd v The Pensions Regulator

The appellant failed to demonstrate a reasonable excuse for non-compliance with the re-declaration requirements; notices were properly served and the statutory penalty applies.

  • Automatic enrolment
  • Employer duties
  • Compliance notice
  • Fixed penalty notice
  • Declaration of compliance
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Pensions

Staff on Service Limited v The Pensions Regulator

The Tribunal dismissed an employer’s appeal against a £400 fixed penalty notice for failing to file a declaration of compliance on time under auto-enrolment rules.

  • Automatic enrolment
  • Compliance notice
  • Fixed penalty notice
  • Statutory presumptions of service
  • Pensions
  • Auto-enrolment
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Pensions

Baytree Bistro & Bar Ltd v The Pensions Regulator

The First-tier Tribunal dismissed an employer’s appeal against a £400 automatic-enrolment fixed penalty notice. It held the notices were properly served and late compliance did not avoid liability.

  • Automatic enrolment
  • Employer duties
  • Compliance notice
  • Fixed penalty notice
  • Service of documents
  • Automatic-enrolment
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Pensions

Holyrood Dental Care Limited v The Pensions Regulator

The tribunal upheld a £400 fixed penalty against Holyrood Dental Care Limited for failing to meet automatic enrolment re-declaration duties and rejected its non-receipt argument.

  • Automatic enrolment
  • Compliance notice
  • Fixed penalty notice
  • Statutory presumption of service
  • Automatic-enrolment
  • Compliance-notice
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England and Wales decisions are organised by court, judge, legal area and indexed issue so a practitioner can move from a proposition to a citable authority with the surrounding context intact.