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Tanzania Judgment

TZHC

hamis khalfan juma vs republic 2022 tzhc 12369 31 august 2022

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Professional case brief

Research organized from the available case record

Source document

01

Holding and result

The appellant's plea was ambiguous and the procedure for recording the plea was not properly followed, rendering the conviction and sentence unsustainable.

Court disposition

appeal allowed

Orders

  • conviction quashed
  • sentence set aside
  • immediate release of appellant unless lawfully detained for another cause

02

Material facts

Parties

Hamis Khalfan Juma

Appellant Counsel: Abdul Kunambi

The Republic

Respondent Counsel: Sofa Bimbiga

Amounts and remedies

  • Fine Imposed by Trial Court: TZS 20,000,000
  • Alternative Jail Term (years): 20

03

Procedural history

  1. Posture

    Criminal Appeal / Judgment

04

Questions and positions

Legal issues

Party arguments

Applicant
The plea of guilty was equivocal as the procedure for recording a plea was not followed, the language used was unclear, and the facts did not constitute the offence charged.
Respondent
All procedures were followed, the appellant understood the charges, admitted guilt, and conviction on own plea of guilty is non-appealable.

05

Court’s reasoning

  1. 01

    Laurence Mpinga v Republic [1983] TLR 166

    No appeal shall lie against a conviction on own plea of guilty except in special circumstances such as an equivocal plea or where the admitted facts do not constitute an offence.

  2. 02

    Adan v R [1973] EA 445

    The procedure for recording a plea of guilty requires the charge and particulars to be read and explained, the accused to admit each element, and the facts to be stated and admitted unequivocally.

  3. 03

    Rex v Yonasani Egalu and Others (1942) EACA 65; Baraka Lazaro v R, Criminal Appeal No. 24 of 2016

    Every constituent of the charge should be explained and admitted by the accused, and the record must show unequivocal understanding and admission.

06

Ratio, limits and disposition

Ratio decidendi

The appellant's plea was ambiguous and the procedure for recording the plea was not properly followed, rendering the conviction and sentence unsustainable.

Obiter and limits

  • It is crucial for each accused to be given an opportunity to admit or dispute the charges individually, not collectively.
  • The language in which the charge is read and the accused's understanding of it must be clear on the record.

Court disposition

appeal allowed

  • conviction quashed
  • sentence set aside
  • immediate release of appellant unless lawfully detained for another cause

Source and reliance status

TZHC · 31 August 2022

This page organises the available record for research. Confirm quotations, current status, and subsequent treatment against the official source before relying on the case.

Judgment reading view

Judgment text

The complete available source text.

Source document

TZHC

Judgment· 31 August 2022

hamis khalfan juma vs republic 2022 tzhc 12369 31 august 2022

IN THE HIGH COURT OF THE UNITED REPUBLIC OF TANZANIA (DAR ES SALAAM SUB REGISTRY)

AT DAR ES SALAAM CRIMINAL APPEAL NO. 84 OF 2021 (Arising from Criminal Case No. 380 of 2021 before the District Court of Bagamoyo at Bagamoyo, Mbafu, RM) HAMIS KHALFAN JUMA …………………………..……….....................…APPELLANT

VERSUS THE REPUBLIC…………………………………..…....….....................…RESPONDENT

JUDGMENT Date of Last Order: 10/8/2022 Date of Judgment: 31/8/2022 MASABO, J.:- The appellant together with 6 persons identified as Ethiopian citizens (not part to this appeal), were jointly charged before the trial court, the district court of Bagamoyo. His six co-accussed were charged of the offence of unlawful presence in the United Republic of Tanzania contrary to section 45(1)(i) and (2) of the Immigration Act [Cap 54 RE 2016] and he was charged of transporting illegal migrants contrary to section 46(1) (c), (g) and (2) of the same Act. Upon his own plea of guilty he was sentenced to pay fine to a tune of Tshs 20,000,000/= or in the alternative, serve a jail term of 20 years. 1 Aggrieved, he is now before this court challenging the conviction and the sentence on the ground that his conviction was based on an equivocal plea. At the viva voce hearing of the appeal, the appellant was represented by Abdul Kunambi, learned counsel whereas the respondent was represented by Ms. Sofa Bimbiga, learned State Attorney. Submitting in support of the appeal, Mr. Kunambi argued that the plea of guilty was equivocal because the procedure for recording a plea of guilty as set out in Adan v R [1973] EA 445 was not followed. Exemplifying the procedure, he submitted that the law requires that, first, the charges should be read over to the accused person and the court should record that. Then,

the accused can proceed to enter a plea of guilty after which the facts will be read out and explained loudly and he will then be given an opportunity to admit them or dispute them, a procedure which was not followed by the trail court. Second, the plea is equivocal as the accussed is recorded to have said “it is true I transport immigrants illegally’’. Third, the facts purportedly read over to the accussed do not constitute the offence he was charged with as they do not show that there was transportation of illegal immigrants. 2 Objecting the reasoning by Mr. Kunambi, Ms. Bimbiga submitted that all the procedures were followed to the latter, The charge sheet was read over and explained to the appellant who admitted that he was transporting immigrants illegally. In addition, she argued that his mitigation during the sentence demonstrates that he understood the charges against him and he repented. She then cited the provision of section 360 of the Criminal Procedure Act [Cap 20 RE 2019] and the decision of the Court of Appeal in Njile Samwel John v R, Crim. Appeal No. 11 of 2018 and argued the court to dismiss the appeal on ground that a conviction on own plea of guilty is non appealable. In rejoinder Mr. Kunambi reiterated that the plea was equivocal and cited the case of Abdallah Jumanne Kambagwa v R, Criminal Appeal No. 321 of 2017. I have dispassionately considered the

grounds of appeal and the submission by the learned counsel. The question for determination is whether the plea entered by the appellant was equivocal and if so, whether his conviction and sentence can be sustained. At the heart of these two questions is the provision of section 360(1) of the Criminal Procedure Act which bars appeals 3 from convictions based on the accused’s own plea of guilty. The scope of this rule was well expounded in Laurence Mpinga v Republic [1983] TLR 166 where it was emphatically stated that, no appeal shall lie against a conviction on own plea of guilty save where the plea was imperfect, ambiguous or unfinished; the plea of guilty was premised on a mistake or misapprehension; the charge laid against the appellant disclosed no offence known to law; or that upon the admitted facts he could not in law have been convicted of the offence charged (Also see; Josephat James v R; Criminal Appeal No. 316 of 2010 and Frank Mlukya v R (supra)). An appeal challenging the legality of conviction on own plea of guilty would certainly fail if none of the special circumstances expounded in the above authorities is espoused. The appellant in the preset case does not dispute to have made the plea. His lamentation is that, the plea he purportedly made was equivocal and in support, he has cited the case of Adan v Republic (supra). In this case, the East African Court of

Appeal provided guidelines on how an unequivocal plea can be derived when it states thus:- 4 "When a person is charged, the charge and particulars should be read out to him, so far as possible in his own language, but if that is not possible then in a language which he can speak and understand. The magistrate should then explain to the accused person all essential ingredients of the offence charged. If the accused then admits all those essential elements, the magistrate should record what the accused has said as nearly as possible in his own words, and then formally enter a plea of guilty. The Magistrate should next ask the prosecutor to state the facts of the alleged offence and when the statement is complete, should give the accused an opportunity to dispute or to explain the facts or to add any relevant facts. If the accused does not agree with the statement of facts or asserts additional facts which, if true, might raise a question as to his guilty, the magistrate should record the change of plea to "not guilty" and proceed to hold a trial. If the accused person does not deny the alleged facts in any material respect the magistrate should record a conviction and proceed to hear any further facts relevant to sentence. Statement of facts and the accused’s reply must, of course, be recorded..." (emphasis mine) 5 This finding was cementing a previous finding by the same court

in Rex v Yonasani Egalu and Others (1942) EACA 65 at Page 67 where it stated thus: In any case in which a conviction is likely to proceed on a plea of guilty, it is most desirable not only that every constituent of the charge should be explained to the accused but that he should be required to admit or deny every constituent and that what he says should be recorded in a form which will satisfy an appellate court that he fully understood the charge and pleaded guilty to every element of it unequivocally (cited as cited by the Court of Appeal of Tanzania in John Faya v Republic, Criminal Appeal No. 198 of 2007) In the present case, the charges were read over to the accused person after they were arraigned in court on 2nd December 2020. What transpired in court is as demonstrated in the following extract from page 1 and 2 of the word- processed proceedings of the trial court: CORAM: B.E.Mbafu RM PROS: Fadhili Festo for Immigration CC: Rehema Accussed: All present 6 Pros: For Plea Taking, I have an interpreter: Interpreter: Tegab Daniel, Adult, Christian, He is conversant with Ethiopian language and the language of the court. He is sworn to discharge the duty of an interpreter. COURT: Charge read over and explained to accused person who are all asked to plead thereto:- 1st Count 1st -6th Accussed Person “it is true we enter into Tanzania without any permit which allow us to

enter and stay”. 2nd count: 7th accussed person “it is true I transport immigrant illegally” Court: Plea of guilty is entered against all accussed person in respect of both counts. Signed B.E. Mbafu DRM 02/12/2020 Pros: facts are ready FACTS OF THE CASE: 1st to 6th accussed persons are Ethiopians by citizenship and the 7th accussed person is a Tanzanian by citizen. That on 27th day of November 7 2020 around 11:00 hours 1st to 6th accussed persons were found at Msata Mizani area within Bagamoyo District in Coast Region. They were arrested and after being interrogated by immigration officials each accussed person admitted enter into the United Republic of Tanzania illegality without any passport or visa. And the 7th accussed person on the material day at around 11:000 hours he was found at Msata Mizani area transporting illegal one of the six immigrant. After that discovery they decide to brought to this court to answer their case. 1st -7th accussed persons- We admit all facts as read over by the prosecutor. Signed B.E. Mbafu DRM 02/12/2020 Based on these facts, conviction was entered against all the accussed persons. When the principle expounded in the above cited authorities is applied to the extracts above, the shortcoming in the becomes conspicuous in numerous ways. First, contrary to the requirement of the law, the proceedings are silent on the language on which the charges

were read out and whether the said language was understood by the appellant. As the 8 proceedings vividly demonstrate the first 6 accussed persons were Ethiopians, the accussed was a Tanzanian and there was an interpreter presumably brought to interpret for the 1st to 6th accussed person. As per the record, the interpreter was conversant with ‘Ethiopian and the language of the court’. Thus, even if it was to be assumed that the charges were read in the “language of the court” and not “Ethiopian”, it remains unclear whether “the language” was understood by the appellant. Hence, it can not be told with precision that the appellant understood the charges read out to him. Second, apart from being an ‘omnibus plea’, the plea entered by the court after the charges were read over to the accussed and after they had made their plea, that is, “Plea of guilty is entered against all accussed persons in respect of both counts” is in itself ambiguous as it presupposes that all the accussed persons were jointly charged in the two counts and they all entered plea of guilty in both charges which is not the case. As demonstrated earlier on, the first six accused persons were charged on the first count and the appellant was separately charged on the second count of transporting immigrants illegally. 9 Third, contrary to the requirement that the accussed be called upon to admit to the facts of the

case after they are read over to him by the prosecution, the proceedings in the current appeal, does not suggest that after the facts were read out each of the accussed person was given an opportunity to dispute or to explain the facts or to add any relevant facts. The reply that “we admit all facts as read over by the prosecutor” leaves a lot to be desired. As there were seven accussed persons and the appellant was charged on a separate count, it was crucial for the appellant and each of the accussed person to be given an opportunity to admit or dispute the charges against him and not to lump the comment/admission as done by the trial court. In the foregoing, I am compelled to state that the procedure adopted by the magistrate was improper as it did not comply with procedure stated in the cited case. Thus, on the face of record, the appellant's plea was ambiguous and could not lead the magistrate to record the plea of guilty and proceed to convict and sentence him. I am further fortified in my finding by the decision of the Court of Appeal in Baraka Lazaro v R, Criminal Appeal No. 24 of 2016 where it underscored that: 10 Where a conviction proceeds on a plea of guilty, we have in mind what was stated in the case of Yonasan Egalu and 3Others v Rex (1942-1943) IX-X-E.A.C.A 65. It was held in that case as follows: - “That in any case in which a conviction is likely to proceed on

a plea of guilty (in other words, when an admission by the accussed is to be allowed to take the place of the otherwise necessary strict proof of the charge beyond reasonable doubt by the prosecution) it is most desirable that not only that every constituent of the charge should be explained to the accussed, but that he should be required to admit to or deny every constituent and that what he says should be recorded in a form which will satisfy an appellate court that he fully understood the charge and pleaded guilty to every element of it unequivocally.” (see Abdallah Jumanne Kambangwa v R (supra) As that was not done, I agree with Mr. Kunambi that the appellant’s lamentation that his plea was equivocal merits and I allow it. Accordingly, I allow the appeal, quash the conviction and set aside the appellants' sentence. I further order an immediate release of the appellant from prison unless he is detained for some other lawful cause. 11 DATED at DAR ES SALAAM this 31st day of August 2022. X S ig n e d b y: J.L.M A S A B O J.L. MASABO

JUDGE 31/08/2022 Judgment delivered remotely via virtual court this 31st day of August 2022 in in the presence of the appellant and his counsel, Mr. Abdul Kunambi, and in the absence of the Respondent. X S ig n e d b y: J.L.M A S A BO J.L. MASABO

JUDGE 31/08/2022 12

Source wording is retained. Consult the source document for its original formatting and pagination.

Authorities

Authorities used by the court

Cases, legislation, regulations, and constitutional provisions identified in the available record.

Adan v R [1973] EA 445

Case cited

Laurence Mpinga v Republic [1983] TLR 166

Case cited

Njile Samwel John v R, Crim. Appeal No. 11 of 2018

Case cited

Abdallah Jumanne Kambagwa v R, Criminal Appeal No. 321 of 2017

Case cited

Josephat James v R, Criminal Appeal No. 316 of 2010

Case cited

Frank Mlukya v R

Case cited

Rex v Yonasani Egalu and Others (1942) EACA 65

Case cited

John Faya v Republic, Criminal Appeal No. 198 of 2007

Case cited

Baraka Lazaro v R, Criminal Appeal No. 24 of 2016

Case cited

Immigration Act [Cap 54 RE 2016]

Legislation

Legislation referenced in the available case record.

Criminal Procedure Act [Cap 20 RE 2019]

Legislation

Legislation referenced in the available case record.

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