24 May 2011
SECURITIES AND FUTURES COMMISSION v. FAN DI AND OTHERS
- Citation
- SECURITIES AND FUTURES COMMISSION v. FAN DI AND OTHERS
- Court
- Court of First Instance
- Case number
- HCMP1761/2009
On the agreed facts the court concluded the business and affairs of POIL were conducted so that its members were not given information they might reasonably expect (breach of s.214(1)(c)); having applied the established principles and considered mitigation the court ordered a one year disqualification against each respondent (2nd, 3rd and 4th) and made costs orders: 3rd to pay HK$200,000, 4th to pay HK$195,000, and 2nd to pay the SFC's costs attributable to him to be taxed if not agreed.