19 Mar 2008
WOO HING KEUNG, LAWRENCE v. CEF BROKERAGE LTD
- Citation
- WOO HING KEUNG, LAWRENCE v. CEF BROKERAGE LTD
- Court
- Court of Appeal
- Case number
- CACV148/2007
Rule 526 and related Exchange Rules do not impose a legal obligation on a broker to input and thereby assume personal liability for concluded grey-market transactions in securities that were unlisted at the time of agreement; section 75 did not apply because the company was a private company when the agreement was made; therefore no personal liability arose and the plaintiff's claim fails.