27 Oct 2010
SECURITIES AND FUTURES COMMISSION v. YEUNG KUI WONG AND OTHERS
- Citation
- SECURITIES AND FUTURES COMMISSION v. YEUNG KUI WONG AND OTHERS
- Court
- Court of First Instance
- Case number
- HCMP1742/2009
On the agreed facts the court was satisfied that during the relevant period the business and affairs of Warderly were conducted in a manner involving misfeasance or misconduct and in a manner that denied members and the public price-sensitive information; the conduct breached the Listing Rules and warranted disqualification under s.214(2)(d) of the SFO. The court imposed a five-year disqualification on the 1st respondent and a two-year disqualification on the 5th respondent and ordered specified contributions to the SFC\'s costs, with a narrow exemption for a named private company for the 1st…