17 Sept 2019
SECURITIES AND FUTURES COMMISSION v. KWOK WING AND OTHERS
- Citation
- [2019] HKCFI 2322
- Court
- Court of First Instance
- Case number
- HCMP3392/2013
On the agreed facts the Company’s affairs were conducted with misfeasance and by withholding material information from members, and the 2nd respondent, by signing documents, attendance sheets and approving transactions without independent enquiry, was partly responsible; her conduct was serious incompetence and dereliction placing her in the middle sentencing bracket, so a disqualification order for six years and an order that she pay the SFC's costs are appropriate.